Case Studies on Money Laundering and Terrorism Financing in the Capital Market

ABOUT THE PROGRAMME

Money laundering (ML) and terrorism financing (TF) in the capital market continues to remain challenging due to the complex methods and sophisticated techniques used by criminals. Given the multilayered nature of transactions and diverse products and services combined with various parties and jurisdictions involved, it makes mitigation against ML and TF difficult.

The capital markets may be used to layer and integrate proceeds from ML/TF activities and commingling them with legitimate assets. It also provides opportunities to generate further illicit funds from such activities. It is imperative for institutions in the capital market to enhance monitoring capabilities focusing on customer due diligence to identify potential red flags when assessing such transactions.

This programme will provide a brief overview of the anti-money laundering and combating the financing of terrorism (AML/CFT) developments in Malaysia and the region including new AML regulations, initiatives and technology. The webinar will also examine detailed case studies on how capital market transactions may be used for ML/TF activities as well as methods utilized by criminals to carry out illegal schemes through the capital market. In addition, common behaviors and red flags of criminals during onboarding and throughout the business relationship will be evaluated.

LEARNING OUTCOMES

• Review the latest AML/CFT developments, regulations, initiatives and technological advancements in Malaysia and the region.
• Examine how capital market transactions may be used for ML/TF activities.
• Assess the methods and behavior of money laundering criminals as well as identify red flags in capital market transactions.
• Analyze a compliance officer’s role in identifying suspicious customer/transactions at different junctures.
• Develop techniques to prevent, identify and report suspicious customer/transactions.

WHO SHOULD ATTEND

• Compliance, Governance, Operations, Credit Officers
• Internal Auditors
• Legal Advisers
• Risk Management Practitioners
• Investment Bankers
• Individuals interested to understand ML/TF in the capital market

SPEAKER
Ms Radish Singh
SEA Financial Crime Compliance Leader
Deloitte & Touche Financial Advisory Services Pte Ltd

FEE
MIBA Member : RM500.00 per participant
Non-MIBA Member : RM650.00 per participant
*10% discount applies for group registration of 5 or more from the same organisation

The closing date for the registration is on Wednesday, 28 April 2021.

REGISTRATION IS CLOSED

TERMS AND CONDITIONS

Payment
Full payment to the following bank account is required with registration, at least one (1) week prior to the date of the programme :
Pay to: MALAYSIAN INVESTMENT BANKING ASSOCIATION
Account No: 8881003952559
Bank Details: AmBank (M) Berhad
Bangunan AmBank Group,
No. 55, Jalan Raja Chulan,
50200 Kuala Lumpur

Please e-mail payment advice to ipay@miba.com.my and state the Invoice No.

Cancellation / Substitution
Cancellations or refunds within one (1) week from the date of the programme will NOT be entertained. Non-attendance does not constitute cancellation and no refund will be given. Substitute(s) will be accepted provided forty-eight (48) hours prior written notice is received.

Data Protection
Personal data is gathered in accordance with the Personal Data Protection Act 2010 (Act 709).

Disclaimer
MIBA reserves the right to change the date, speaker, course contents and programme or cancel the programme in the event of circumstances beyond our control.

For more queries, kindly email education@miba.com.my or contact us at +603-27113991.