Workshop on Prospectus & Meaningful Disclosures

7 July 2021

Learning Level
Intermediate
Fee
-
Accreditation
SIDC 10 CPE Points
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Overview

LEARNING OUTCOMES

  • Review the provisions of the Capital Markets & Services Act 2007 (CMSA) relating to registration and contents of prospectus, supplementary and replacement prospectus; and describe the requirements of the relevant provisions for prospectuses.
  • Examine the relationship between the CMSA and the Securities Commission (SC)’s Prospectus Guidelines.
  • Analyze the required standards for meaningful disclosures in a prospectus, consider situations when disclosures may be able to cure suitability for listing issues, and parties liable for misleading information or omissions in prospectus.
  • Analyze a compliance officer’s role in identifying suspicious customer/transactions at different junctures.
  • Analyze the frequently raised issues in prospectuses to ensure compliance with regulatory requirements and assess requirements for relief from the guidelines.

WHO SHOULD ATTEND

  • Corporate Finance personnel

REGISTRATION IS CLOSED

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