Due Diligence Expectations

LEARNING OBJECTIVES

• Review the laws and regulations underlying the roles, duties and obligations of a Principal Adviser (PA) in initial public offering (IPO) of shares including potential liabilities
• Outline the objectives of due diligence by the PA
• Evaluate possible measures and steps by the PA to enhance IPO due diligence practices to mitigate risk of non-compliances
• Review reported cases and enforcement actions involving breaches in due diligence standards

WHO SHOULD ATTEND

• MIBA Members’  Corporate Finance personnel